Does anyone have information as to their oppionion? Really trying to do my DD although edurk has done a great job! Can you comment Edurk? What do you think about this information?
PRE 14C All preliminary information statements, excluding, mergers, contested solicitations and special meetings. DEF 14C All types of definitive statements, excluding: mergers or acquisitions, contested solicitations and special meetings. Reg D Companies selling securities in reliance on a Regulation D exemption or a Section 4(6) exemption from the registration provisions of the '33 Act must file a Form D as notice of such a sale. The form must be filed no later than 15 days after the first sale. The exact form type is usually REGDEX, but may be a REG D-1 or similar. SB-2 This form may be used by "small business issuers" to register securities to be sold for cash. S-8 This form is used for the registration of securities to be offered to an issuer's employees pursuant to certain plans. S-1 This is the basic registration form. It can be used to register securities for which no other form is authorized or prescribed, except securities of foreign governments or political sub-divisions thereof. 1-E / 2-E Business development companies (BDC) can avail themselves of a more esoteric provision of the Securities Act – Regulation E, which provides an exemption from registration for securities issued by BDCs. In short, under Regulation E, a BDC may issue up to $5 million worth of securities a year without registration. Also under Regulation E, an individual may offer to sell up to $100,000 of securities in a BDC each year. 424B1, 2, 3, and 4 filings are final registration statements to register stock under previously filed SB-2 S-1 and S-2 filings, and they serve other purposes. EFFECT filings are notice's of effectiveness of POS AM's and some S filings ie: S-1, SB-2. The EFFECT filing comes prior to the 424B3 filing we see when the shares enter the market
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