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gmoneypenny

03/01/11 2:53 PM

#12367 RE: ohiostate330 #12361

You can start by filing a complaint with FINRA
http://www.finra.org/Investors/ProtectYourself/p118628

or the SEC
http://sec.gov/complaint/selectconduct.shtml

If you feel you have been subject to fraud (like I feel I have been), I encourage you to submit a complaint. It's probably best to start with FINRA. The complaint with the SEC will likely go unnoticed or unanswered. But starting with FINRA is more likely to get you somewhere.