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Jim Bishop

05/06/10 1:06 AM

#136 RE: Snibe #135

That they did.

stervc

05/06/10 8:29 AM

#142 RE: Snibe #135

Snibe, with the law firms...

That's a huge plus in my opinion that Ken is using the same new law firm for KATX for BVIG too. I think we have to trust that these guys know what they are doing and will do things the right way.

For those not knowing the law firm, here they are below:


http://www.gkblaw.com/
Gusrae, Kaplan, Bruno & Nusbaum is an AV rated law firm founded more than thirty years ago by a Chief Attorney of the U.S. Securities and Exchange Commission's New York Enforcement Division. Current members of this law firm include a former General Counsel of the New York Mercantile Exchange, a former General Counsel of an NASD member broker/dealer and a former in-house attorney of an NYSE member broker/dealer. Other members of the firm include arbitrators certified by the National Association of Securities Dealers, National Futures Association and the American Arbitration Association.

This law firm brings decades of collective experience to each matter entrusted to us. Our clients include financial institutions, broker/dealers, investments advisors, trading firms, hedge funds, investors, and public and private companies. We invite you to examine our links to Practice Areas for further description of our engagements and professional services. Should you wish to speak with one of our attorneys, please feel free to use the Contact Us link.


Firm Overview

http://www.gkblaw.com/lawyer-attorney-1141726.html
Gusrae, Kaplan, Bruno & Nusbaum has been providing legal advice to the securities industry for over 30 years. Our clients include financial institutions, broker-dealers, investment advisors, individual investors, and public and private companies.

All of our attorneys exclusively practice securities related matters. We represent clients in corporate finance transactions, as well as litigation before self-regulatory organizations, federal securities regulators, State and Federal courts, and industry arbitrations. We continually maintain strong relationships with regulators and various members of the legal community who specialize in securities-related matters which enables us to achieve the most effective outcome possible for our clients.

In addition, our attorneys have extensive backgrounds in working with companies to assist our client in virtually every area of federal and state securities laws and all types of transactions and issues. We have the knowledge and experience needed to consistently provide highly sophisticated legal service expected by companies of all sizes, ranging from startups to several hundred million dollar offerings.

Our lawyers include the former general counsel for the New York Mercantile Exchange, a former general counsel of a brokerage firm, and a former regional attorney at the NASD. We also have attorneys that have over 30 years of experience in private practice in the field of securities law.


v/r
Sterling