InvestorsHub Logo
icon url

mattybum

03/12/10 2:49 PM

#31845 RE: Maxworld75 #31844

Why would you contact SEC? Because the price is going down?
icon url

cantgetmyname

03/12/10 2:53 PM

#31848 RE: Maxworld75 #31844

"Moreover, the ECC’s policies and procedures expressly instruct staff, as a general matter, not to forward for further investigation complaints based on data obtained from “Level II” trading terminals. Because many investor complaints of naked short selling are based on information obtained from Level II trading screens, no triage is performed on these complaints and they are automatically not forwarded to Enforcement staff, unless they pertain to an existing Enforcement matter. "

Page 6 of the PDF

www.sec-oig.gov/Reports/AuditsInspections/2009/450.pdf