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loanranger

02/03/10 6:15 PM

#290711 RE: Mingy #290693

Mr. dotcom must be busy.

If I may: http://www.law.uc.edu/CCL/34Act/sec13.html

Securities Exchange Act of 1934

Section 13 -- Periodical and Other Reports

Reports by issuer of security; contents

A. Every issuer of a security registered pursuant to section 12 shall file with the Commission, in accordance with such rules and regulations as the Commission may prescribe as necessary or appropriate for the proper protection of investors and to insure fair dealing in the security--

1. such information and documents (and such copies thereof) as the Commission shall require to keep reasonably current the information and documents required to be included in or filed with an application or registration statement filed pursuant to section 12, except that the Commission may not require the filing of any material contract wholly executed before July 1, 1962.

2. such annual reports (and such copies thereof), certified if required by the rules and regulations of the Commission by independent public accountants, and such quarterly reports (and such copies thereof), as the Commission may prescribe.


If the company gives up its registration, which can only be done if it falls below certain size parameters, or if the Commission itself yanks it, it no longer has to file. Right now it is still required to file, but the SEC is pretty much down to its last bullet, that being the yanking.
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puppydotcom

02/03/10 6:23 PM

#290718 RE: Mingy #290693

Can you please provide me a link where it says that a company trading on the greys has to file?

come on mingy .. its been posted here a 100 times by 100 people

spng is still a fully reporting company .. and the SEC has named the company in the wells notice for failure to file

ask someone you 100% trust to give you the info
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puppydotcom

02/03/10 7:21 PM

#290746 RE: Mingy #290693

there you go mingy .. if you can't trust loanranger .. who can you trust .. he seems fair minded ... to both camps

do you have any other questions about spng needing to file?

Posted by: loanranger Member Level Date: Wednesday, February 03, 2010 6:15:32 PM
In reply to: Mingy who wrote msg# 290693 Post # of 290744 Send a link via email Share on Facebook Tweet this post
Mr. dotcom must be busy.

If I may: http://www.law.uc.edu/CCL/34Act/sec13.html

Securities Exchange Act of 1934

Section 13 -- Periodical and Other Reports

Reports by issuer of security; contents

A. Every issuer of a security registered pursuant to section 12 shall file with the Commission, in accordance with such rules and regulations as the Commission may prescribe as necessary or appropriate for the proper protection of investors and to insure fair dealing in the security--

1. such information and documents (and such copies thereof) as the Commission shall require to keep reasonably current the information and documents required to be included in or filed with an application or registration statement filed pursuant to section 12, except that the Commission may not require the filing of any material contract wholly executed before July 1, 1962.

2. such annual reports (and such copies thereof), certified if required by the rules and regulations of the Commission by independent public accountants, and such quarterly reports (and such copies thereof), as the Commission may prescribe.


If the company gives up its registration, which can only be done if it falls below certain size parameters, or if the Commission itself yanks it, it no longer has to file. Right now it is still required to file, but the SEC is pretty much down to its last bullet, that being the yanking.