Sale or delivery after sale of unregistered securities
5(c)
Necessity of filing registration statement
17(a)
Use of interstate commerce for purpose of fraud or deceit
10(b)
Manipulative and Deceptive Devices
13(b)(5)
No person shall knowingly circumvent or knowingly fail to implement a system of internal accounting controls or knowingly falsify any book, record, or account described in paragraph (2).