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ljtoomey

01/21/10 10:52 AM

#59885 RE: Rock_nj #59884

wow
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fourkids_9pets

01/21/10 10:54 AM

#59886 RE: Rock_nj #59884

and to add to that .. for all new eyes

tda .. went to that *mode* at approx 11 am on 12/4/09

st .. which claimed *settlement issues* as their reason
did so back around 9/8/09 or 9/9/09 where *buying* shares
of exph was concerned

i'm under the impression *both* still allow exph shares to
be sold .. but i'm not a customer of either *entity*

--
4kids
all jmo

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99leadballoons

01/21/10 11:41 AM

#59900 RE: Rock_nj #59884

WOW!!!! Thanks for posting this Rock.

At this time, there is not a set timeline for when/if the restriction will be removed. Some of the reasons a stock may be restricted to Closing Transactions only include:

-Corporate Actions in which a lack of information, confusing terms, or unclear objectives may be involved. All corporate actions should be transparent as to objectives.
-Apparent or possible fraudulent activity by a company or its officers, with potentially manipulative actions to affect a stock price.
-Frequent unsubstantiated press releases in an attempt to affect the stock's price.
-Deceptive or contradictory statements regarding past or projected performance.
-Corporate Identity Theft
-Valid companies associated with 3rd parties (i.e. transfer agents, consultants, etc) that have shown a predisposition to any of the above activities.
-Companies known or suspected to be involved in Money Laundering activity


It would appear TDA seems to agree with many of my opinions regarding what is going on here. I will have to ask them myself so I can get this answer sent to me. It would be great for my case, if of course it is ever needed. When a large brokerage such as TDA releases information like this it won't surprise anybody that little ole me has the very valid opinions I have.
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venomen2002

01/21/10 12:48 PM

#59933 RE: Rock_nj #59884

Here is one that isn't listed and that is
what the broker said was happening..The stock was being over traded and they couldn't account for the shares..Like I said the games are coming to end here...veno