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DD-214

12/06/09 8:34 PM

#53639 RE: mrmoe3 #53635

lol, did you think TDA just arbitrarily sent this to their millions of clients.. these restrictions have been going on for years..

that info was sent to me (after my request) as to reasons TDA would "restrict" certain securities as they did EXPH.. contact TDA they will gladly make that info available to you as well..
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llh222

12/07/09 4:07 AM

#53661 RE: mrmoe3 #53635

I contacted TDA and this is the response I got:

"
Hello and thank you for contacting us about the restriction on purchasing EXPH. This stock is restricted from trading for an indefinite amount of time. Closing Transactions Only are allowed.

Unfortunately I cannot go into detail with you why this decision was made. I can tell you that we take the decision to restrict trading very seriously. While all trading of securities involves risk, sometimes the level of risk associated with a specific security is escalated beyond what is considered reasonable to TD AMERITRADE.

Best regards,

Mary Alexander
Apex Client Services, TD AMERITRADE
Division of TD AMERITRADE, Inc."

I guess I can still sell, just cannot buy. It is nice that they are protecting my investments :(.

GLTA

LLH
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peoplestring

12/07/09 8:20 AM

#53667 RE: mrmoe3 #53635

Hmm. I choose #4!