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10/06/09 10:53 AM

#228421 RE: Fire Lane #228359

There may be a perfunctory hearing involved, I dunno; the point is the SEC must have a new reason for any subsequent suspension(s)--it comes from this case:

http://www.anusha.com/sec.htm

...involving a colorful character named Sam Sloan.

FINRA resulted from the merger of NASD and a subsidiary of NYSE. NASDAQ remains as the market side of the former NASD, which is still linked to FINRA. For instance, an OTCBB/pink company that issues a divvy sends the info to the Office of Corporate Data Operations within NASDAQ, who then sends the notifications to FINRA to be published on the Daily List.