If they did not buy shares on the info I'm sure it was not a violation. The SEC must know with all the complaints by shareholders. Didn't you say you filed numerous complaints? They may not of known Jim Dial recommended that I buy CTBG over GFCI and that I bought CTBG shares on that advice. Also they may not know that Ameritrade sold stocks of other listed long term holdings in IRA'S one year after being given the CTBG spin-off. That seems a violation. I did report that to the SEC in November 08.
I know a shareholder I was told by another shareholder offered Jim Dial $1.00 per share at the shareholder meeting in Oct 06. The SEC may be interested in that because Jim Dial and Global Oil Tools were not acting in the best interest of the shareholders.
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