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Tina

01/15/09 4:58 PM

#771 RE: Mattu #770

A new "friend" who's very knowledgeable in SEC laws, showed me this site that's filled with a lot of good information:

http://www.seclaw.com/Welcome.shtml

I just bought the reference book, "Fundamentals of Securities Regulation" and would recommend it to anyone that's an IRP (that wishes to be compliant). It's rather expensive $200 but IMO worth the price.

I also bought a cheaper book (and much smaller) called, "Securities Law" by Larry D Soderquist. Which is around $35.

http://www.amazon.com/dp/073554199X?tag=thesecuritlawhom&camp=14573&creative=327641&linkCode=as1&creativeASIN=073554199X&adid=0ACGTK57GC78C2Y78Y53&
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BSWB

02/13/09 8:59 AM

#806 RE: Mattu #770

Question about the "Sponsered News" on the homepage.

I see the following disclamier:

ADVFN PLC has been compensated to host and disseminate this advertisement feature for a period of one month by Hartcourt Company Inc.

My understanding is the amount paid has to be disclosed as well correct?

Use of interstate commerce for purpose of offering for sale

It shall be unlawful for any person, by the use of any means or instruments of transportation or communication in interstate commerce or by the use of the mails, to publish, give publicity to, or circulate any notice, circular, advertisement, newspaper, article, letter, investment service, or communication which, though not purporting to offer a security for sale, describes such security for a consideration received or to be received, directly or indirectly, from an issuer, underwriter, or dealer, without fully disclosing the receipt, whether past or prospective, of such consideration and the amount thereof.