How does one do Due Diligence when there are no SEC filings or financials to review? My broker tells me these are not worth his time to investigate for me. I sent a complaint to the SEC, but I'm sure their response will include the fact that this was traded over the Frankfurt Exchange, not an American exchange. This has happened to me several times, although this is the first foreign stock. Previously, the companies had filed SEC paperwork, but it basically said: "we are going to do a reverse split and change the company mission; thank you for your money, please send more." It seems to me if you "invest" in a medical/hardware/tech/energy company, they shouldn't be able to take the market cap money and change the company mission to mining (all prior cases have gone over to mining for some reason). I completely agree with Al44 on finding legitimate DD sources, but it's hard when there is just no info out there except postings and a company website. Also, if anyone can explain how the bid and ask can be so far above my sell prices, with trade volume, yet I can't sell, I would appreciate it. My broker says those numbers are just plain false, yet their site keeps posting them. Who regulates those numbers? Respectfully, JB
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