Replies to post #5028 on Reverse Split Round Up Share Plays

[KatoMike]

Ah, now I remember. I was holding this before the announcement came out. So I was eligible. Just took a long time.

[Zardiw]

Did anybody ever go after MXSV for:

Rule 10b-17 -- Untimely Announcements of Record Dates
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It shall constitute a "manipulative or deceptive device or contrivance" as used in Section 10(b) of the Act for any issuer of a class of securities publicly traded by the use of any means or instrumentality of interstate commerce or of the mails or of any facility of any national securities exchange to fail to give notice in accordance with paragraph (b) hereof of the following actions relating to such class of securities:

A dividend or other distribution in cash or in kind, except an ordinary interest payment on a debt security, but including a dividend or distribution of any security of the same or another issuer;

A stock split or reverse split; or

A rights or other subscription offering.

Notice shall be deemed to have been given in accordance with this section only if:

Given to the National Association of Securities Dealers, Inc., no later than 10 days prior to the record date involved or, in case of a rights subscription or other offering if such 10 days advance notice is not practical, on or before the record date and in no event later than the effective date of the registration statement to which the offering relates, and such notice includes:



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