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NHred

09/19/08 8:17 AM

#139964 RE: GoldenStar #139963

Any luck sending your "Complaint" to SEC and FINRA..

fourkids_9pets

09/19/08 8:28 AM

#139965 RE: GoldenStar #139963

golden

this has gotten *ridiculous*

you make this comment

but logic alone shows *events* for what they are

finra had everything in hand on the 25th ..
it's why aerp was allowed to uplist to the otc bb
effective immediately on august 26th


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Aero lists on the OTCBB and almost immediately violates SEC RULES?

aero is not violating any sec rules

this has been posted to you daily
since early august ..

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Rules pertaining to Form 8-K filings can be found on the SEC website.. the newly adopted 8-K rules are explained here..

http://sec.gov/rules/final/33-8400.htm

And here is a section worth noting..

"Furthermore, we are amending Forms 10-Q, 10-QSB, 10-K and 10-KSB to provide that the new safe harbor extends only until the due date of the periodic report of the company for the relevant period in which the Form 8-K was not timely filed. Thus, for example, if an event occurs that required the filing of a Form 8-K during a particular quarter, but the company fails to make the required timely disclosure on Form 8-K, the company must provide the disclosure prescribed by the relevant Form 8-K item in its Form 10-Q or 10-QSB filed for the quarter during which that event occurred. Failure to make such disclosure in the periodic report will subject a company to potential liability under Section 10(b) and Rule 10b-5, in addition to the potential liability under Section 13(a) or15(d)."

Basically what it is saying is that if you have an 8K event for which you don't file, you can include it with your next periodic report.. i.e. 10Q or 10K.

i'm sorry it eludes ...

and if one is really concerned
contact the sec ..

here's the *local* slc office

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Salt Lake Regional Office
Kenneth D. Israel, Jr., Regional Director
15 W. South Temple Street
Suite 1800
Salt Lake City, UT 84101
(801) 524-5796
e-mail: saltlake@sec.gov
State jurisdiction: Utah

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4kids
all jmo