InvestorsHub Logo
icon url

Kurupt

02/01/08 12:46 AM

#33 RE: chgobullsfan #32

No clue it came in as news for PRMC on alphatrade these and some Dryden forms. I found some stuff on the net about it.

Was hoping if somoene else knew

Form N-Q Tip Sheet
Form N-Q shall be used by registered management investment companies, other than small business investment
companies registered on Form N-5, to file reports not later than 60 days after the close of the first and third quarters
of each fiscal year.
Contact your local Account Services team to review N-Q requirements specific to your Funds.
Form N-Q:
• is filed by management investment companies, other than small business investment companies
registered on Form N-5
• pursuant to rule 30b1-5 under the Investment Company Act of 1940
• requires rule 302 certifications
• information is used by the SEC in its regulatory, disclosure review, inspection and policymaking
roles
• must contain the complete schedule of investments or portfolio holdings as of the close of the
first and third quarters of each fiscal year.
Use of Form N-Q
Form N-Q is a combined reporting form. It is used for reports of registered management investment
companies, other than small business companies, registered on Form N-5, for filing their complete portfolio
holdings. It is a report that shall be filed not later than 60 days after the close of the first and third quarters
of each fiscal year. The Commission may use the information provided on Form N-Q in its regulatory,
disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information
specified by Form N-Q, and the Commission will make this information public.
Compliance Date
The effective date for these amendments will be May 10, 2004. Funds are required to file reports to shareholders for
periods ending on or after July 9, 2004 to comply with the amendments. In addition, funds are required to file
quarterly reports on Form N-Q with respect to any fiscal quarter ending on or after July 9, 2004.
Funds will be required to comply with the amendments to Items 10(b) and 11 of Form N-CSR upon the effective
date. However, transition provisions have been added in Form N-CSR that will require funds to comply with some of
the current requirements of these Items, which require disclosure of changes in internal control over financial
reporting with respect to the entire semi-annual period covered by the report, until the earlier of June 30, 2005, or the
date that a fund has filed its first report on Form N-Q. The SEC expects that by June 30, 2005, all funds will have