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Scrooge McDuck

01/09/02 4:47 PM

#167 RE: myDDdotcom #166

Progress Report.........................

Here's a post I made to Ross Rojek regarding my efforts to obtain a copy of form 15c2-11;

In an attempt to get a copy of this form, as you suggested, I did the following;
Called my Broker and was told that, since they are not a Market Maker in this stock, they could not get a copy of it.
They referred me to Knight Securities.
Emailed Knight and was told that they could not release a copy of the form......was referred to the NASD.
Emailed the NASD....no response
Called the NASD Public Disclosure Hotline(1-800-289-9999), and was told that form 15c2-11 was NOT a public disclosure form.
It's been four months since you first said that this form was "almost" ready to be filed.

I will be emailing you with an address to send it to.