Replies to post #14641 on Avid Bioservices Inc (CDMO)

[realist1]

"When a person or group of persons acquires beneficial ownership of more than 5% of a class of a company’s equity securities registered under Section 12 of the Securities Exchange Act of 1934, they must file a Schedule 13D with the SEC."

http://www.sec.gov/answers/sched13.htm

RE "If a VC, BP or hedge fund wanted 15-45% with or without the boards permission......."

[terrygd]

How many MM's are here now?

PPHM Peregrine Pharmaceuticals Inc. Tuesday, June 19, 2007
Common Stock, NASDAQ Capital Market
Legend: M - Market Maker, NR - Non-Market Maker Reporting Member, C - ECN

Total Market Participants: 36
Page of 1

MPID Firm Name MP Type Status
AUTO Automated Trading Desk Financial Services, LLC M Active
AYME Martinez-Ayme Securities M Active
BCPI Bathgate Capital Partners LLC M Active
BEST Bear, Stearns & Co. Inc. M Active
BMIC Biltmore International Corporation NR Active
BOFA Banc of America Securities LLC M Active
BTRD B-Trade Services LLC C Active
CANT Cantor Fitzgerald & Co. M Active
CDRG Citadel Derivatives Group LLC M Active
CEUT C.E. Unterberg, Towbin (A California Limited Partnership) M Active
DOMS Domestic Securities, Inc. M Active
ETRD E*Trade Capital Markets LLC M Active
FANC Finance 500, Inc. M Active
FBCO Credit Suisse Securities (USA) LLC M Active
GSCO Goldman, Sachs & Co. M Active
HDSN Hudson Securities, Inc. M Active
HILL Hill Thompson Magid and Co., Inc. M Active
JEFF Jefferies & Company, Inc. M Active
JPTC J.P. Turner & Company, L.L.C. M Active
LEER Leerink Swann & Company M Active
LEHM Lehman Brothers Inc. M Active
MAXM Maxim Group LLC M Active
MLCO Merrill Lynch, Pierce, Fenner & Smith Incorporated M Active
MSCO Morgan Stanley & Co., Incorporated M Active
MURF Murphy & Durieu M Active
NITE Knight Equity Markets, L.P. M Active
NSDQ Nasdaq Execution Services, LLC. M Active
RBCM RBC Capital Markets Corporation M Active
SALI Sterne, Agee & Leach, Inc. M Active
SBSH Citigroup Global Markets Inc. M Active
SUSQ Susquehanna Capital Group M Active
TMBR Timber Hill LLC M Active
UBSS UBS Securities LLC M Active
VNDM Vandham Securities Corp. M Active
WDCO Wilson-Davis & Co., Inc. M Active
WEED Weeden & Co.L.P. M Active



http://www.nasdaqtrader.com/asp/daily_positions.asp?TradeDate=&searchby=issue&Symbol=pphm&am....