Avoid DUH Moments....ALWAYS TELL THE TRUTH...Why?....you never know who your actually dealing with...so only assume the TRUTH!!!!.....I catch Bad guys only...why?....They violate my Natural GOOD nature...Take note!!!!!you speak the truth & don't discount anyones personal opinion...we are cool!
Here's my Scottrade letter dated 3/21/07... but from a different Compliance Examiner. Looks like they might have been peeking over each other's shoulder, LOL.