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pdgood

01/04/24 11:07 AM

#44858 RE: oilin07 #44855

Thats also total bullsht

Provide any OTC MARKETS claim that they INVESTIGATED BLLB fraud and claimed it didnt exist.

DO u think these investor readers r DUMB ENOUGH 2 listen 2 a BLLB BAGHOLDER LIKE U????

THE SEC IS NOW INVESTIGATIN THIS RHODEHAMEL SCAM.

The SEC / FINRA BLLB FRAUD CASE is on going as of TODAY. Both the case and INVESTIGATION r on goin.

Who supervises the OTC market?
The Financial Industry Regulatory Authority (FINRA) regulates broker-dealers that operate in the over-the-counter (OTC) market.

Who regulates trading practices in the OTC market?

FINRA regulates trading practices in the OTC market. The SEC directly regulates OTC transactions.

Does the CFTC regulate OTC?
What Does the CFTC Regulate? The CFTC regulates the U.S. derivatives markets. This includes the commodity futures, options, and swaps markets as well as over-the-counter (OTC) markets[/i].

Does the SEC oversee the CFTC?
Pursuant to the Commodity Futures Modernization Act of 2000 the CFTC and the SEC have joint authority for the oversight and regulation of security futures products

Who regulates market manipulation?
the SEC

Who investigates market manipulation?
The MIMF Unit specializes in the investigation and prosecution of cases involving publicly traded securities. These cases include accounting fraud at publicly traded companies, insider trading, false statements, market manipulation, and other schemes.

Who prosecutes market abuse?
The Financial Conduct Authority (FCA)
The Financial Conduct Authority (FCA) has powers to prosecute a number of criminal offences, including contravening the general prohibition, and offences related to market abuse and money laundering failings