Replies to post #6212 on Global Tech Industries Group Inc (GTII)

[TheFirm]

I'm not understanding your point? once again, FINRA B/Ds have always had this gate keep responsibility, you are aware of that correct? This is WHY 90% of clearing firms don't take stock certs anymore because if the paperwork is fraudulent THEY get fined and sued as well. If a firm lets a customer 'paint the tape' or do 'excessive trading for no apparent economic reason" (AKA pumping) they should have stopped that. You and others should really go to www.finra.org and read the manuel. This is not a new concept