Nonsense! GS probably did not want to reveal certain information. OTCM would not request a termination. They even have an addendum for custodians.
OTCIQ Order Form Addendum:
Change in Control or Court Appointed Custodian
Subscribers are required to submit additional information if your Company is applying for the Disclosure& News Service as a result of a Change in Control transaction or has a Court Appointed Custodian.
Using the below templates, the relevant form should be sent directly to issuers@otcmarkets.com upon
submission of the OTCIQ Order Form.
Your Company will be required to post this information as a “Supplemental Information” report through
the OTCIQ portal once approved for the OTC Disclosure & News Service. The purpose of this
requirement is to ensure that your Company publishes public disclosure of Change in Control or Court
Appointed Custodian events.
Note: Your Company is only required to complete the relevant form (Change in Control or Court
Appointed Custodian). Further, we understand that not all items may be applicable to your Company.
You may state “not applicable” on the relevant form as needed.
Instructions to post Supplemental Information Report on www.OTCIQ.com:
1. Fill out this form and convert the file to a PDF
2. Log in to www.OTCIQ.com and click “Add Financial Report” on the left hand navigation
3. Select Dissemination Date “Immediate”
4. Under Report Type, select “Supplemental Information”
5. Add a subtitle (Change in Control or Court Appointed Custodian)
6. Enter Period End Date corresponding to date of the Change in Control or grant of Custodianship
7. Click “Browse” and select the PDF saved in step 1 above.
8. A preview of the document will appear next. Please make sure to review the entire document &
scroll down to click the “Submit” button. Your report will appear within a few minutes on
otcmarkets.com.
The goal of this disclosure is to provide information with respect to a company’s Court Appointed
Custodian.
Please address each of the below items to the best of the company’s ability and to the
extent they are applicable to the company’s custodianship proceedings.
Disclosure of Court Appointed Custodian and Other Material Events:
1. Date of court order, name of court, case number, and name of custodian (if a corporate entity,
include name of controlling individual).
2. Number of securities held by custodian, voting power of the securities, and description as to
how the securities were acquired (e.g., open market purchases, compensation, loan
settlement).
3. A description of officer/director appointments, resignations or terminations made in connection
with the custodianship proceedings, including names and relevant titles.
4. A description of any opposition by former management or shareholders (if there was no
opposition, this should be stated).
5. A description of any other material transactions since grant of custody identified in item 1 above.
>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>
3,2,1.
I knew it! SMH!
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