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sharing4u

11/22/22 9:16 PM

#137309 RE: ANTI-BAGHOLDER #137308

Thanks for your comment to my posting!

There is not much consequences to TGGI not filing the mentioned 10Q: the first time in a 24-month period.

https://www.finra.org/rules-guidance/rulebooks/retired-rules/6530
Please read 6530(e).