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04/21/22 9:09 AM

#56491 RE: tickerjoe #56490

SEC Rule 15c2-11

“The amended rule represents another important step in our tireless and proactive efforts to protect retail investors from being victimized by microcap fraud”

https://www.sec.gov/news/press-release/2020-212?msclkid=0829e582c17311ecadbb4b3d0bc85d5b