InvestorsHub Logo
icon url

Deep6

11/30/21 12:08 AM

#87287 RE: tdbowieknife #87285

One thing that does need to change, is they need to require ALL publicly traded companies to file audited financials with the SEC and then enforce the laws.



icon url

Olderandwiser

11/30/21 1:03 AM

#87288 RE: tdbowieknife #87285

Roger and SEC action likely? maybe, maybe not:

I hear you. So far, it seems that Roger has at least 9 lives.

Hopefully, this time will be different, especially since he is already caught up in the Carebourn Capital case. And, I’ve seen many comments like this, on Twitter and in other stock message boards:

Twitter: Apple Lamps #10 @lamps_apple · 15h, Replying to @trumpmode and @optecintl: “There are a lot of us who have filed complaints with @SECEnfDirector and @FINRA over the $opti scam. My first compliant was sent in over a year ago.”

IDK how long this type of case takes. I’d guess investigating Roger’s tangled web would take over a year. If you or anyone else knows better, please post it.

P. S. Why I post info about Roger Pawson and his associates is below. It’s optional late-night reading… feel free to ignore. ;-)

==============

My only experience with the justice system has been on a federal grand jury, once a week for 2 years. Some days we’d hear up to a dozen cases. They ranged from world-wide news cases (including capital murder) to small white-collar crimes. As a grand jury, we only produced indictments of crimes, but the sentencing guidelines for convictions were for a year or more in a federal prison.

Some of the cases lasted years, across more than one grand jury.

A big reason I keep posting about Roger is because I saw many people indicted and sentenced for much less than what he has done. We indicted many cases of people taking advantage of individual investors and charities, but each of those cases affected fewer people and less total dollars than Roger’s scams. We even indicted a postal worker who stole a Target gift card in the mail… worth less than $10.

The chance of Roger serving time is slim, but I am still hopeful.

(Worst case is that posting info and warnings may help investors avoid him and his scams.)