Replies to post #232737 on Triple 000 and Sub-penny Chart Plays

[trader53]

OTC - FINRA - Corporate Actions Daily List




________________________________________________________________


SEC Form 15-12G

Going Dark to Avoid an
SEC Suspension

https://investorshub.advfn.com/boards/read_msg.aspx?message_id=151677376


Trading Suspensions:
Answers to Investors Questions

https://investorshub.advfn.com/boards/read_msg.aspx?message_id=151005106


SEC.gov Updates:
Trading Suspensions

https://www.sec.gov/rss/litigation/suspensions.xml


Trading Suspensions

https://www.sec.gov/litigation/suspensions.shtml


OTC Markets - Suspensions / Halts

https://www.otcmarkets.com/market-activity/corporate-actions

________________________________________________________________



FINRA - Daily List

https://otce.finra.org/otce/dailyList


OTC Markets - Symbol Changes / Reverse Splits

https://www.otcmarkets.com/market-activity/corporate-actions


FINRA - Daily List: Reverse Splits

https://otce.finra.org/otce/dailyList?viewType=Dividends%2FDistributions%2FSplits


________________________________________________________























New SEC Rules for “Pink No Information” OTC securities



_________________________________________________________________


August 13, 2021
was originally the date that you would
no longer be able to buy
“Pink No Information” OTC securities
through TD Ameritrade,

but that date has been pushed back.
There is not a set date for that yet,
however the amendment
will officially go into effect for everyone
on September 28.

_____________________________________________


Starting September 28, 2021,
you will no longer be able to Buy
“Pink No Information” OTC securities
through E*TRADE.

Other restrictions related to the purchase
of these securities may apply sooner.

Please keep in mind that the upcoming changes
will negatively affect the value
of any “Pink No Information” OTC securities
you hold now or in the future.
______________________________________________


On September 28, 2021,
new requirements take effect that will impact the market
for—and value of—certain “over-the-counter (OTC) securities”
you currently hold or have held in the past.

The new rules apply to “Pink No Information” OTC securities
of companies that fail to publicly report and keep current financial
and other company information and will restrict
the ability of U.S. brokers, like E*TRADE
from making these products generally available.

Some background on the new requirements

The Securities and Exchange Commission (SEC)
recently adopted amendments to SEC Rule 15c2-11
governing the submission and publication of OTC quotations.

These amendments will prohibit broker-dealers
from submitting or publicly disseminating
bid/ask quotations for OTC securities of issuers
that do not meet enhanced information filing requirements.

Securities of issuers
that make the required information
publicly available by the deadline in the rule
should not be affected.

_________________________________________________________________


Understand the SEC amendments for OTC securities

https://www.sec.gov/news/press-release/2020-212

Learn more about quotations for OTC securities

https://www.federalregister.gov/documents/2020/10/27/2020-20980/publication-or-submission-of-quotations-without-specified-information