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MD420

09/03/21 1:47 PM

#328326 RE: MD420 #328325


Can anyone say what this mean at the end of the sec filings

B. Legal/Disciplinary History.
Please identify whether any of the foregoing persons have, in the last five years, been the
subject of the following:


Please identify whether any of the foregoing persons have, in the last five years, been the
subject of the following:
1. A conviction in a criminal proceeding or named as a defendant in a pending criminal
proceeding (excluding traffic violations and other minor offenses);
NONE

Dies that mean if a person has had a major crime they can not hold or officer spot or a chair seat in the company?