Seeking Alpha said in the bottom of some good news about Riot that Mara is there choice for now for some reason. This is probably why the sell off. Perfect way to drop the price of Riot too. The sheep will follow. I still see this as some kind of deal not bad news or directors selling. My opinions. Long term still good.
Form 4 Riot Blockchain, Inc. Statement of changes in beneficial ownership of securities SEC.report Riot Blockchain, Inc. Insider Trading Report Form 4 (Issuer) SEC.report Northern Data AG Insider Trading Report Form 4 (Reporting) Published: 2021-09-03 16:08:55 Submitted: 2021-09-03 Filing Agent: EDGARFILINGS LTD Period Ending In: 2021-09-01 form4.html FORM 4 Zoom In Zoom Out
> SEC FORM 4 SEC Form 4 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 1. Name and Address of Reporting Person* Northern Data AG (Last) (First) (Middle) AN DER WELLE 3 (Street) FRANKFURT AM MAIN 2M 60322 (City) (State) (Zip) 2. Issuer Name and Ticker or Trading Symbol Riot Blockchain, Inc. [ RIOT ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director X 10% Owner Officer (give title below) Other (specify below) 3. Date of Earliest Transaction (Month/Day/Year) 09/01/2021 4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock, no par value 09/01/2021 S 1,850,008(1) D $36.84 9,949,992(2) D Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Explanation of Responses: 1. Represents shares of the Issuer's common stock, no par value, sold by such Reporting Person in a secondary public offering as a selling stockholder pursuant to a registration statement on Form S-3 (Registration No. 333-259039), filed with the Securities and Exchange Commission by the Issuer on August 24, 2021. 2. Represents the total direct and indirect ownership of the security held by the Reporting Person immediately following the transaction reported by this Form 4. /s/ Aroosh Thillainathan, Chief Executive Officer 09/03/2021 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. form4.xml FORM 4 Schema Version:X0306 Document Type:4 Period Of Report:2021-09-01 Issuer Issuer Cik0001167419 Issuer NameRiot Blockchain, Inc. Issuer Trading SymbolRIOT Reporting Owner Reporting Owner Id Rpt Owner Cik0001863502 Rpt Owner NameNorthern Data AG Reporting Owner Address Rpt Owner Street1AN DER WELLE 3 Rpt Owner CityFRANKFURT AM MAIN Rpt Owner State2M Rpt Owner Zip Code60322 Rpt Owner State DescriptionGERMANY Reporting Owner Relationship Is Ten Percent Ownertrue Non Derivative Transaction Security TitleCommon Stock, no par value Transaction Date2021-09-01 Transaction Coding Transaction Form Type4 Transaction CodeS Equity Swap Involved0 Transaction Amounts Transaction Shares Value1850008 @attributes IdF1 Transaction Price Per Share36.84 Transaction Acquired Disposed CodeD Shares Owned Following Transaction Value9949992 @attributes IdF2 Direct Or Indirect OwnershipD Footnote 0Represents shares of the Issuer's common stock, no par value, sold by such Reporting Person in a secondary public offering as a selling stockholder pursuant to a registration statement on Form S-3 (Registration No. 333-259039), filed with the Securities and Exchange Commission by the Issuer on August 24, 2021. 1Represents the total direct and indirect ownership of the security held by the Reporting Person immediately following the transaction reported by this Form 4. Owner Signature Signature Name/s/ Aroosh Thillainathan, Chief Executive Officer Signature Date2021-09-03 Additional Files File Sequence Description Type Size 0001140361-21-030368.txt Complete submission text file 5200 $RIOT
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