Effective September 28, 2021, amendments to the U.S. Securities and Exchange Commission (SEC) Rule 15c2-11 will restrict the public quotation of certain Over-the-Counter (OTC) securities when current issuer information is not publicly available.
Most securities that will be affected by this measure are denoted as either "Pink-No Information" or "Grey Market" on www.otcmarkets.com.
The status of these securities can change as some companies may comply before or after the effective date. As a result, shareholders should assess their positions in U.S. OTC securities to identify any holdings that might be subject to this restriction. It is expected that the purchase and sale of these securities will become more challenging once the amendment takes effect.
Good for Pink OTC !!!!
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