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57RetAct

08/11/21 7:28 PM

#46818 RE: polux #46817

September 28th - Restrictions on Non-Reporting Stocks - Brokers will not trade. Some brokers will start preventing buying in late August. Will hit many penny stocks. SEC Rule 15c2-11

On September 28, 2021, new amendments adopted by the Securities and Exchange Commission (SEC) go into effect to enhance investor protection and improve issuer transparency. These amendments restrict the ability of market makers to publish quotations for those companies that have not made required current financial and company information available to regulators and investors.