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toncatmad

08/11/21 11:00 AM

#118687 RE: doughnuthole #118686

No they are default codes

List of Default Codes
1a. Failure to file annual financial statements.
1b. Failure to file interim financial statements.
1c. Failure to file an annual or interim management’s discussion and analysis (MD&A) or annual or interim management report of fund performance (MRFP).
1d. Failure to file an Annual Information Form (AIF).
1e. Failure to file a certification of annual or interim filings required by National Instrument
52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings (NI 52-109).
1f. Failure to file required proxy materials or a required information circular.
1g. Failure to file an issuer profile supplement on the System for Electronic Disclosure by Insiders (SEDI).
1h. Failure to file a material change report.
1i. Failure to provide a written update after filing a confidential report of a material change.
1j. Failure to file a business acquisition report.
1l. Failure to file a mandatory news release.
1m. Failure to file corporate governance disclosure as required by National Instrument
58-101 Disclosure of Corporate Governance Practices.
1n. Failure to file audit committee disclosure as required by National Instrument 52-110
Audit Committees.
1o. Failure to include disclosure in an issuer’s MD&A relating to disclosure controls and procedures and their effectiveness that is referred to in a certificate filed under
NI 52-109.
2b. The reporting issuer has acknowledged that its financial statements, or the auditors’ report accompanying the financial statements, may no longer be relied upon.
2c. The reporting issuer’s AIF, MD&A, MRFP, information circular, or business acquisition reports do not contain information for each of the content items required by NI 51-102 or NI 81-106.
2d. The reporting issuer’s technical disclosure or other reports do not comply with the disclosure requirements of NI 43-101 or NI 51-101.
3. Failure to pay a fee required by the Act or the regulations.
4. Failure to comply with any other requirement related to continuous disclosure.
1k.
Failure to file annual oil and gas disclosure prescribed by National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities (NI 51-101) or a technical report for a mineral project required under National Instrument 43-101 Standards of Disclosure for Mineral Projects (NI 43-101).
2a.
Financial statements of the reporting issuer, or the auditors’ report accompanying the financial statements, do not comply with the requirements of National Instrument 51-102 Continuous Disclosure Obligations (NI 51-102), National Instrument 81-106 Investment Fund Continuous Disclosure (NI 81-106) or National Instrument 52-107 Acceptable Accounting Principles and Auditing Standards.