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loanranger

07/19/21 5:32 PM

#365856 RE: ferdinand_ the_ bull #365850

Thanks!
The TDA list heading reads "SEC Rule 15c2-11 Restricted Securities". It led me to what I was most curious about...the reported inclusion of NASDAQ stocks on that list. Because if that was true, this couldn't be:
"Rule 15c2-11 (the "Rule") governs the publication or submission of quotations by broker-dealers in a quotation medium other than a national securities exchange.


https://www.sec.gov/news/press-release/2020-212

I might be missing something here but I don't think so.

joseytheoutlawwales

07/19/21 6:09 PM

#365865 RE: ferdinand_ the_ bull #365850

I see IPIX with my own eyes. Further down the list in the PINK section

PINK INTELLIPHARMACEUTICS INTERNA 333130486
IPEU PINK IPE UNIVERSAL INC 491892287
IPIC PINK IPIC ENTERTAINMENT INC-CL A 305178957
IPIX PINK INNOVATION PHARMACEUTICALS I 278825338
IPLB PINK IPURE LABS INC 191454590
IPLY PINK

TheDane

07/20/21 9:52 AM

#365907 RE: ferdinand_ the_ bull #365850

Can’t people read? It says tight in the first paragraph the new Amendments (restrictions) are for companies not current on filings and public information. Ipix is not in that category!!!!!

https://www.scribd.com/document/515832618/Tda-101550