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Replies to post #57188 on Umbra Applied Technologies Group Inc (UATG)

Replies to #57188 on Umbra Applied Technologies Group Inc (UATG)
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Very Crude

05/25/21 4:14 PM

#57190 RE: Vilone #57188

SEC Rule 15c2-11 has made most of my OTC portfolio current. That wouldn’t have happened as soon without the new requirements. However it’s not Schwab, it’s the SEC that is making the rules.