Replies to post #25959 on Humanigen Inc (HGENQ)

[MWM]

Which bring us to the next question of who the hell has been selling if three was no shelf offering! $HGEN

$GILD what are you up to. We'll take $200 right now...

[cowtown jay]

The effective date of the controlled equity offering was 12-31-20, so it should have been noted in the 10-K. But the 10-K indicated that the company had raised $140M, which would only have accounted for the PIPE and the Public Offering. I haven't read the 10-K yet, to see if it addresses the status of the Controlled Equity Offering.

[cowtown jay]

There's also the issue of the 13G filed by Valiant, required to be filed as of the 12-31-20 date of the event (and date of the announced Controlled Equity Offering).

https://investorshub.advfn.com/boards/read_msg.aspx?message_id=161880350&txt2find=controlled|equity|offering

https://www.sec.gov/Archives/edgar/data/1293310/000093583621000172/humanigen13ga.htm

The 13G doesn't make it clear to me how much Valiant's holdings may have changed with this filing.

But I am perfectly OK with taking Richard's word that the offering didn't take place.