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absintheminded90210

11/11/20 11:24 AM

#113816 RE: kickask #113815

compliance with the requirements of rule 15c-211

kickask

11/11/20 11:27 AM

#113818 RE: kickask #113815

Looks like they may go into effect Dec.28. https://www.federalregister.gov/documents/2020/10/27/2020-20980/publication-or-submission-of-quotations-without-specified-information

Seems like the liability to a broker dealer may be high as they are the entity "certifying" that information is current and accurate. Will having EPA no sell order influence a broker dealer from picking up RBII?