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Kurt_Banoffee

09/02/20 10:08 AM

#93385 RE: dms1 #93382

You may be right.

Proxy Rules:

Item 11. Authorization or issuance of securities otherwise than for exchange. If action is to be taken with respect to the authorization or issuance of any securities otherwise than for exchange for outstanding securities of the registrant, furnish the following information: ...
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Item 13. Financial and other information. (See Notes D and E at the beginning of this Schedule.)

(a) Information required. If action is to be taken with respect to any matter specified in Item 11 or 12, furnish the following information:

(1) Financial statements meeting the requirements of Regulation S-X
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http://www.ecfr.gov/cgi-bin/retrieveECFR?gp=1&SID=3e1a786c16ce4284ee50684e24078019&ty=HTML&h=L&n=17y4.0.1.1.1&r=PART%20-%2017:4.0.1.1.1.2.86#se17.4.240_114a_6101