Replies to post #78786 on Decision Diagnostics Corp (DECN)

[Johnny_C]

I always understood that if a MM took on a 211, and more regulatory actions occurred the broker dealer could face shareholder lawsuits. This is an unaudited company!

Also, given the number of audits broker dealers face I also assumed that the SEC is basically telling MM's to stay away. BD's don't really want more of auditing headaches than they already have.

But, I suppose anything is possible.