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Renee

09/02/21 9:45 AM

#18 RE: Renee #17

(fka ARGB) SEC Admin. Proceeding for severely delinquent Financials.

https://www.sec.gov/litigation/admin/2021/34-92838.pdf

richrichrich

09/02/21 5:16 PM

#19 RE: Renee #17

Hi. Couldn't find a way to post a message to you, without being a paid member of IHUB.....So finally found a way, through this "dead" ticker post of yours.....So, far off topic, related to ARGB......
Anyway, thanks for doing what you do over many years, in officially announcing suspensions\deletions and such.....

I'm bothered by the coming Sept 28th SEC ruling changes, on OTC stocks....
I've received my "warning" message from Fidelity, about the many OTCs I hold, and the "unknown" effects, come the 28th.....
After reading the article sited below, I'm still left with many doubts, about what will happen with my many OTC stocks' "status".....
Many of them have been "hiding under the radar" of the SEC, with limited reporting, no reporting, current reporting, filed for no-need to report, etc etc etc......Some are completely dormant shells.....
I guess my question is, what is your opinion of how brokers will react, to the SECs' Sept 28th "actions" ?
Do you think you will have a very, very ,very busy day(or next day), announcing all of the disappearing tickers ? Could be over 2800.....

https://www.securitieslawyer101.com/2021/what-you-need-to-know-as-the-september-28-amended-rule-15c2-11-date-approaches/

Thanks in advance, for any "heads up" on the subject....(Should I sell most of them, for pennies on the dollar, just to avoid "total loss" ?).

Rich.