INFO on opt-in to release form... MORE: 1. The Prime Clerk will answer your questions. I e-mailed them the questions below and they responded in about 24 hours. 2. I confirmed with both brokers that I just e-mail the opt-in form with the "Beneficial Owner Questionnaire" section completed (see image below) and they fill out the rest and handle the DTC/ATOP/VOI stuff...
If anyone gets any different info, please share.
QUESTIONS I sent to Prime Clerk: I am an individual investor and I own shares of INAPQ in two accounts, an IRA with **** (XXXXX shares) and a brokerage with ****** (XXXXX shares). I purchased all of these shares after the chapter 11 disclosure statement was released. I have the following questions pertaining to my situation.
Do I still need to submit the opt-in form in order to receive warrants?
Do I need to submit the opt-in form, or will **** and ***** do that?
If the individual does it, do I do it for both accounts?
If I purchase more shares after submitting the opt-in form, do I need to submit another form?
RESPONSE: Confirming that you need to submit the opt in election form in order to receive new warrants. You should coordinate with **** and **** in order to submit a separate form for each account.
If you purchase additional shares after submitting opt in forms for the accounts referenced below, you will need to submit another opt in form for the additional shares.
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