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Replies to post #37126 on Meso Numismatics Inc (MSSV)
tdbowieknife
01/20/20 8:05 AM
#37128 RE: PTS #37126
Beneficial shareholders are broken up into two categories, Objecting Beneficial Owners (OBOs) and Non-Objecting Beneficial Owners (NOBOs). Per SEC Rules 14b-1 & 14b-2, a NOBO list shows the beneficial owners that do not object to the issuer knowing their name, mailing address and share amount. E-mail addresses and telephone numbers are not included on the list. Broadridge can produce a list of all NOBOs for a given record date in several different media formats, including paper copy, CD-ROM, and peel and stick labels. The record date of the request must be at least two or more business days in the future from the date you fax/e-mail your request. It will take an additional five business days from the record date for you to receive your list. Prior to the release of any NOBO list, Broadridge will verify the request with an officer of the company. If the confirmation could not be made with the company’s officer, the NOBO list will be generated, but not shipped. The issuer will not be billed for the list until we are able to make our confirmation and the list is shipped. If the issuer cancels the request after the record date, the company will be charged for the full cost of the NOBO. In addition, if there is an open billing inquiry on your account, your list may be held pending confirmation from our Collections Department. A request form has been included on page 33 for you to use. TIP: A NOBO list is not a required report and is not needed to set up a job for a proxy campaign. All mailings to OBOs must be done by Broadridge.
Rose101
01/20/20 4:41 PM
#37131 RE: PTS #37126
krayzo1138
01/23/20 10:02 AM
#37171 RE: PTS #37126