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Replies to post #5575 on Cyclo Therapeutics Inc (CYTH)
Lazarus
10/15/19 3:39 PM
#5585 RE: JellyDonut #5575
ThinkEquity, a division of Fordham Financial Management, Inc. (“ThinkEquity”), acted as sole placement agent for the offering
Dean Kajouras of Fordham Financial Management, Inc. Involved in $1.6 Million Customer Lawsuit Dean Kajouras (CRD#: 1436548), currently a registered representative with Fordham Financial Management, Inc. of New York, New York is being sued for breach of fiduciary duty, according to his BrokerCheck report accessed on August 6, 2019. accountant-1238598_1280-300x200On June 8, 2019, Dean Kajouras became involved in a customer dispute in which a client alleges, “misrepresentation, breach of contract, breach of fiduciary duty, statutory and common law fraud, suitability.” The customer is seeking $1.6 million in damages. FULL ARTICLE HERE
Fordham Financial Management Broker, Dean Kajouras, Has Nine Customer Complaints And Multiple Disclosed Tax Liens Dean Kajouras (CRD # 1436548) is a Financial Advisor at Fordham Financial Management in New York, NY. Dean Kajouras has been in the securities industry since 1985 and previously worked at Spartan Capital Securities and Garden State Securities. Dean Kajouras also worked at three firms that have since been expelled by FINRA. FULL ARTICLE HERE