Replies to post #2797 on SEC Suspensions & Revocations

[Renee]

Yes, Smitter, I copy and paste the previous list then add or subtract to/from each category. This current update took about 5 hours to compile.

The list and comments are intended to help readers avoid getting caught in an SEC Suspension.

THANKS for noticing....now proselytize the list to others who may be at risk, :-D