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Foose

08/26/19 7:11 PM

#56342 RE: TheyCallMeBruce #56341

Probably in response to the insider buys and mini raise. Nice to see Monty, MagicMan and Juddy Murrah pony up $.
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mcsharkey

08/26/19 7:45 PM

#56343 RE: TheyCallMeBruce #56341

BRUCE!. LESS than $5 Million equity being provided by three of our Board of Directors. Hoping they'll turn it into a stock buy-back. Not enough to get us to $1 PPS. So, got some citations for YOU to figure out.

:) Glad to see you hanging around. For my benefit, you may not have made the bunch of money I hoped for you:)

Here's the common description for the three filings:

In submitting this notice, each issuer named above see below is:
Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*

Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of: (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).
and the link



Here's the list of participants.
(MONTGOMERY WILLIAM W),(HAYWARD JAMES A),(MURRAH JUDITH

AND, more detailed descriptions
Major owner of Applied DNA Sciences Inc. just picked up 370,371 shares
James A Hayward, a major owner of Applied DNA Sciences Inc. and Chairman of Applied DNA Sciences Inc. and a director of the company, recently acquired 370,371 shares of the company. The buys took place at $0.27 per share, on August 22, 2019. Hayward now owns 2,431,671 shares of the company. Hayward operates out of Stony Brook, NY.

Major owner of Applied DNA Sciences Inc. just picked up 400,000 shares
William W Montgomery, a major owner of Applied DNA Sciences Inc., recently acquired 400,000 shares of the company. The buys took place at $0.27 per share, on August 22, 2019. Montgomery now owns 5,630,900 shares of the company. Montgomery operates out of Eugene, OR.

Private PlacementWith a group of accredited investors, including the Companys chief executive officer, president and chairman of the board of directors and the chief information officer (the Investors). The Private Placement closed with respect to each investor on August 22, 2019. As a result of the Private Placement, the Company expects to issue and sell 1,548,151 shares of Common Stock at a price of $0.27 per share (the Purchase Price) for total expected gross proceeds of $418,000. The Purchase Price represents the greater of (i) the lower of (x) the closing price per share of Common Stock (as reflected on Nasdaq.com) on August 21, 2019 or (y) the average closing price per share of Common Stock (as reflected on Nasdaq.com) for the five trading days immediately preceding August 22, 2019 and (ii) the consolidated closing bid price per share of Common Stock on August 21, 2019.

GLTUA