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samsamsamiam

08/20/19 10:48 AM

#158452 RE: MikeCr #158439

https://www.sec.gov/interps/legal/cfslb18.htm

Don’t assume they checked the right box.

Rule 12h-3(b)(1)(ii)



Note the section where it says MUST BE CURRENT.
Also note this form can be dinked by the SEC.

I-Man

08/20/19 2:04 PM

#158552 RE: MikeCr #158439

You are wrong. This is exact wording from SEC filing showing on broker system this morning.