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Replies to post #77054 on Capstone Companies Inc (CAPC)
Salve Lucrum
08/14/19 11:38 AM
#77055 RE: flptrnkng #77054
The SEC can take action not only against the company whose information was selectively disclosed but also against the employee(s) responsible for violation of Regulation FD, particularly control persons and authorized spokespersons.
buchro
08/14/19 2:36 PM
#77057 RE: flptrnkng #77054