InvestorsHub Logo
icon url

MONYMAN3

06/28/19 1:54 PM

#2633 RE: tdeck #2632

Seems that you are correct OTC ADRs regulated by FINRA not SEC. If and when Avita gets uplisted to the Nasdaq, then SEC rules would apply.

https://www.sec.gov/divisions/marketreg/mrotc.shtml

Rob