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just Scottie

06/29/19 10:26 AM

#11478 RE: GEEZ #11477

The SEC replied to me, they didn’t offer much in an answer:

We have received your email. Thank you for bringing this matter to our attention.

It is the Commission’s policy, however, to conduct inquiries on a confidential basis. This is done to protect the integrity of an investigation from premature disclosure and to protect the personal privacy of persons with respect to whom unfounded charges may be made. Thus, subject to applicable provisions of the Freedom of Information Act, as amended, the existence or non-existence of an investigation is generally not disclosed unless it is made a matter of the public record in proceedings instituted before the Commission or in the courts.

Please be assured that we will take your concerns in this matter seriously, and the information supplied by you will be evaluated carefully.

Thank you again for providing this information to us.

They still have not shown up on this list is very strange: https://www.sec.gov/divisions/enforce/delinquent/delinqindex.htm