Maxim Group LLC is a leading full-service investment banking, securities and wealth management firm headquartered in New York. The Firm provides a full array of financial services including investment banking; private wealth management; global institutional equity, fixed income and derivative sales & trading; equity research; and prime brokerage services to a diverse range of corporate clients, institutional investors and high net worth individuals. Maxim Group is a registered broker-dealer with the U.S. Securities and Exchange Commission and the Municipal Securities Rulemaking Board (MSRB), and is a member of the following: Financial Industry Regulatory Authority (FINRA), Securities Insurance Protection
MAXM is a market maker. They are traditionally a non-retail marker maker, which means they don't work with small investors like you and me. They typically work with companies and large investors. They deal more in big board stocks.
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