Emailing/faxing emails from Tom/IR,etc.-hard evidence-seems critical unless a phone call is to get more direction; if you submit the form I linked you can request they send all to Company/ Tom who'll give a b.s. reply as he's been careful I suppose to stay just under the limit for blatant violations but we're not sure.
Maybe someone on the phone can tell you if there's a way to submit evidence without exposing yourself to retribution from Tom: not sure what he can do but I don't trust the guy not to be spiteful. Their rules are intended to protect both sides until a determination is made, I take it. - Kinda conflicting info from the main form, which says all info is sent with your ID'ing info to the other party. - Is this "confidential" just from the general public?
Staff evaluate information and tips concerning violations of the federal securities laws. It is the general policy of the SEC to conduct its investigations on a confidential basis to preserve the integrity of its investigative process as well as to protect persons against whom unfounded charges may be made or where the SEC determines that enforcement action is not necessary or appropriate. Subject to the provisions of the Freedom of Information Act, the SEC cannot disclose the existence or non-existence of an investigation or any information gathered unless made a matter of public record in proceedings brought before the SEC or in the courts.
You can click on the links provided and get to this: IMO it's arguable that he's committed some violations:
Manipulation is intentional conduct designed to deceive investors by controlling or artificially affecting the market for a security. Manipulation can involve a number of techniques to affect the supply of, or demand for, a stock. They include: spreading false or misleading information about a company; improperly limiting the number of publicly-available shares; or rigging quotes, prices or trades to create a false or deceptive picture of the demand for a security. Those who engage in manipulation are subject to various civil and criminal sanctions.
E.g. who came up with the "guidance" of 32M for 2018? How legit and unbiased was the estimate? When he says he "started billing" DP for the $21M, did he GET anything?
Yes I hope some of those sounding off here who've spent time accumulating DD can forward to you and repost.
To ask a question or report a problem concerning your investments, your investment account or a financial professional, contact us online or call the SEC’s toll-free investor assistance line at (800) 732-0330 (if outside of the U.S., call 1-202-551-6551).
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