So you asked ......there will be a quiz later. So pay attention!!!
Mr. Richard M. Nummi, Jr., Esq., is Managing Partner and Chief Legal Officer of Nummi & Associates, P.A. Mr. Nummi has been a Director of INTREorg Systems, Inc. since June 27, 2018. He served as the Chief Risk Officer of John Thomas Financial, Inc. since October 10, 2010. He serves as the Chief Advisor and Strategist at Ashir Capital, Inc. He has over 20 years of broad-based executive regulatory compliance experience encompassing project management, leadership motivation, supervision and performance management, human resources management, business liaison relations, systems analysis conversions, budgeting negotiations, policies and procedures, problem solving, and change management. He was Senior Enforcement Attorney at the United States Securities & Exchange Commission in Washington, D.C. He is a Member of the Editorial Board at Complinet Group Limited. Prior to NAPA, he was GunnAllen's Chief Compliance Officer, Executive Vice President and Corporate Counsel. Preceding GunnAllen, he served as a Senior Attorney at the United States Securities Exchange Commission, where he was instrumental in the development of numerous examinations and sweeps. He served as the Chief Compliance Officer and General Counsel at INVEST Financial Corporation. While at the Commission, he represented the SEC at various industry conferences. His presentations were widely acclaimed as being “In touch with reality,” and “Not the usual fair from a regulator,” While with the Commission, he also acted as oversight for various SEC Regional offices, the NASD and NYSE. Prior to the SEC, his career included various increasingly responsible positions in senior management, consulting and of-counsel engagements for several of the world’s pre-eminent financial services firms including: National Regulatory Services (Executive Consultant), NAPA (Nummi & Associates, P.A.) (Managing Partner and Chief Executive Officer ), GAH Holdings (Director
What INTREorg has, simply put, is the cure for corporate cancer.”
Richard Nummi, Esq.
Nummi & Associates, P.A. (NAPA) – Managing Partner and Chief Legal Officer
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