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Replies to post #2356 on SEC Suspensions & Revocations

Replies to #2356 on SEC Suspensions & Revocations

Renee

10/25/18 9:32 AM

#2426 RE: Renee #2356

Revoked registration: SWHN:

https://www.sec.gov/litigation/admin/2018/34-84484.pdf

Renee

07/17/19 9:33 AM

#2637 RE: Renee #2356

Revoked Registration: UOIP

https://www.sec.gov/litigation/opinions/2019/34-86389.pdf

Renee

11/11/19 5:50 PM

#2873 RE: Renee #2356

FINRA deleted symbol, SYYC. Awaiting registration revocation.

https://otce.finra.org/otce/dailyList?viewType=Deletions